John Palladino, Jr., CLU, CFP, ChFC, CLTC is the investment advisor for 401(k) Professionals, Inc. and has grown the firm to become one of the leading defined contribution consulting organizations to small and mid-market companies. He counsels clients on developing and maintaining effective due diligence practices, as well as meeting their fiduciary requirements. His quantitative and qualitative analysis helps plan sponsors meet their fiduciary obligations while enhancing investment opportunities for participants.

John earned his Bachelor of Science degree from the Golden Gate University in San Francisco.

John holds the following financial services and retirement industry professional designations:

  • CLU Chartered Life Underwriter           from The American College Bryn Mawr, Pennsylvania
  • CFP Certified Financial Planner®          from the College for Financial Planning in Denver, Colorado
  • ChFC Chartered Financial Consultant® from The American College Bryn Mawr, Pennsylvania

John is an Investment Adviser Representative and holds his FINRA Series 6, 63 and 65 licenses.


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John Palladino is registered with and securities are offered through Kovack Securities, Inc., Member FINRA/SIPC
6451 N. Federal Highway, Suite 1201, Ft. Lauderdale, FL 33308 (954) 782-4771 401(k) Professionals is not affiliated with Kovack Securities, Inc.

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